个人简历

教育背景：
牛津大学
金融经济学博士/硕士, 2006.9-2012.7
- 论文题目: 公司金融论文
- 指导教师: Steve Bond 及 Oren Sussman
- 考官: Thomas Noe (内部) 及 Stefano Rossi (外部)
- 博士学位授予日期: 2012年7月
- 荣誉硕士学位: 2007年7月

悉尼大学
金融经济学硕士 (一等荣誉), 2004.7-2006.7

高丽大学
经济学学士 (主修: 统计学, 辅修: 经济学), 1993.3-1999.2

工作经验：
北京大学汇丰商学院金融学助理教授, 2014.8至今
中国人民大学金融学助理教授, 2012.8-2014.8
新南威尔士大学访问教授, 2015.7-2015.8, 2016.10
南洋理工大学访问教授, 2016.1-2016.2, 2016.8-2016.9
牛津大学纳菲尔德学院访问学者, 2014.1-2014.2
韩国开发银行龙星有限公司总监, 2002-2004
三星投资信托管理有限公司股权分析师, 2001-2002
韩国财政经济部事务官, 1998-2001
翰林法律与公共管理研究所兼职讲师, 1998-1999
通过了第41届全国高级公务员考试(专业化：金融与经济学), 韩国排名第二, 1997.11
教学
北京大学汇丰商学院
- 公司理财理论基础(硕士), 讲师, 2014-2015, 2015-2016, 2016-2017, 2017-2018
- 实证资产定价(硕士), 讲师, 2014-2015, 2015-2016, 2016-2017, 2017-2018
- 实证银行(硕士), 讲师, 2015-2016

中国人民大学
- 企业理财(硕士, 博士), 讲师, 2013-2014
- 金融衍生品(国际MBA), 讲师, 2013-2014

牛津大学
- 财务管理(荣誉学士, E＆M), 导师, 2009-2010, 2010-2011
- 财务(荣誉学士, E＆M), 导师, 2009-2010
- 宏观经济学(MBA/EMBA), 教学助理, 2008-2009, 2009-2010, 2010-2011
- 财务(MBA/EMBA), 教学助理, 2007-2008, 2008-2009
- 企业估价(MBA/EMBA/MFE), 教学助理, 2007-2008
- 固定收益与衍生工具(MFE), 教学助理, 2007-2008
Current Position: 2014.8–Present Peking University Peking University HSBC Business School (PHBS) Assistant Professor of Finance (Full Time: 2014.8–2018.4; Visiting: 2018.5–Present)

2017.5–Present Peking University Sargent Institute of Quantitative Economics and Finance (SIQEF) Member Previous Appointments: 2018.5–2018.11 NICE Information Service Co., Ltd. Head/Director of NICE Credit Bureau Research Institute 2012.8–2014.8 Renmin University of China School of Business & Han Qing Institute Assistant Professor of Finance Visiting Positions: 2016.10 Visiting Scholar, University of New South Wales (UNSW) 2016.8–2016.9 Visiting Scholar, Nanyang Technological University (NTU) 2016.1–2016.2 Visiting Scholar, Nanyang Technological University (NTU) 2015.7–2015.8 Visiting Scholar, University of New South Wales (UNSW) 2014.1–2014.2 Academic Visitor, Nuffield College and Saïd Business School, University of Oxford

Professional Qualification: 2004/2005 Passed Levels 1 & 2 exams of CFA (Chartered Financial Analysts) program 1996/1997 Passed the 41st National Higher Civil Service Exam (Specialization: Finance and Economics) with the second highest score in Korea Pre-Doctoral Experience: 2002.3–2004.5 Korea Development Bank–Lone Star Co., Ltd. General Manager, Corporate Restructuring Team 2001.5–2002.2 Samsung Investment Trust Management Co., Ltd. Equity Strategist, Equity Fund Management Division 1998.4–2001.5 Ministry of Finance and Economy, South Korea Deputy Director, Economic Policy Coordination Division Deputy Director, Industry and Tariff Division Deputy Director, International Tariff Division

1997.11–1998.10 Hanlim Institute of Laws and Public Administration Part-time Lecturer for the Higher Civil Service Examination


Teaching Experience: Peking University HSBC Business School Theoretical Foundations of Corporate Finance (MSc), 2014–2015, 2015–2016, 2016–2017 (2 sessions), 2017–2018 Empirical Asset Pricing (MSc), 2014–2015, 2015–2016, 2016–2017 Empirical Banking (MSc), 2015–2016

Renmin University of China Corporate Finance Theory (MPhil, PhD), 2013–2014 Financial Derivatives (International MBA), 2013–2014

University of Oxford Saïd Business School Financial Management (BA Hons. E&M), Tutor, 2009–2010, 2010–2011 Finance (BA Hons. E&M), Tutor, 2009–2010 Macroeconomics (MBA/EMBA), Teaching Assistant, 2008–2009, 2009–2010, 2010–2011 Finance I (MBA/EMBA), Teaching Assistant, 2007–2008, 2008–2009 Corporate Valuation (MBA/EMBA/MFE), Teaching Assistant, 2007–2008 Fixed Income & Derivatives (MFE), Teaching Assistant, 2007–2008
Research Interests:

Corporate Finance • Capital Structure and Corporate Financing Decisions • Corporate Investment Decisions • Corporate Cash Holdings and Payout Decisions • Corporate Decision Making Under Uncertainty • Macroeconomic Implications of Corporate Finance Financial Intermediation • Bank–Firm Relationship • Capital Structure of Financial Institutions • Regulation of Financial Institutions and Markets • Credit Risk Management • Fintech and Financial Big Data Stock Markets • Stock Liquidity; Stock Return Volatility • Stock Return Predictability • Cross-section of Stock Returns • Effects of Stock Markets on Corporate Decisions Economics of Innovation • Determinants of Corporate Innovation • Market Value of Innovation • Financing Innovation and Technology Financing • Public Policies to Promote Corporate Innovation Personal/Household Finance • Predicting Default Rates and Recovery Rates • Credit Scoring System • Personal/Household Debt and Bankruptcy Econometrics and Applied Statistics • Applied Panel Data Econometrics • Applied Dynamic Econometrics • Forecasting Evaluation and Comparisons • Application of Machine Learning to Finance
Conference Participation: Conference on Asia-Pacific Financial Markets (CAFM), Seoul, Korea, 2018 (2 Papers) Conference on Theories and Practices of Securities and Financial Markets (SFM), Kaohsiung, Taiwan, 2018 (Paper*) Australasian Finance and Banking Conference (AFBC), Sydney, Australia, 2018 (Paper*) Financial Management Association (FMA) International Annual Meeting, San Diego, USA, 2018 (Paper*) China International Conference in Finance (CICF), Tianjin, China, 2018 (Paper) PKU–NUS Annual International Conference on Quantitative Finance and Economics, Beijing, China, 2018 (Paper*) Conference on Asia-Pacific Financial Markets (CAFM), Seoul, Korea, 2017 (Paper) Financial Management Association (FMA) International Annual Meeting, Boston, USA, 2017 (Paper/ Discussion) China International Conference in Finance (CICF), Hangzhou, China, 2017 (Paper) Financial Intermediation Research Society (FIRS) Conference, Hong Kong, 2017 (Paper) Asian Finance Association (AsFA) Annual Meeting, Seoul, Korea, 2017 (3 Papers/ Discussion) Financial Management Association (FMA) European Conference, Lisbon, Portugal, 2017 (2 Papers/ Discussion) China Meeting of the Econometric Society (CMES), Wuhan, China, 2017 (Paper*) Asian Meeting of the Econometric Society (AMES), Hong Kong, 2017 (Paper/Session chair) Financial Management Association (FMA) Asia Pacific Conference, Taipei, Taiwan, 2017 (Paper/Discussion) PKU–NUS Annual International Conference on Quantitative Finance and Economics, Suzhou, China, 2017 (3 Papers/Session chair/Discussion) Financial Management Association (FMA) International Annual Meeting, Las Vegas, USA, 2016 (Paper) World Finance Conference (WFC), New York, USA, 2016 (Paper*) Financial Management Association (FMA) Asia-Pacific Meeting, Sydney, Australia, July 2016 (Paper/Discussion) Australasian Finance and Banking Conference (AFBC), Sydney, Australia, December 2015 (Paper*) China Finance Review International Conference (CFRIC), Shanghai, China, 2015 (Paper) Australasian Finance and Banking Conference (AFBC), Sydney, Australia, December 2014 (Paper/Session chair/ Discussion) China Economic Association (CEA) Conference, Shenzhen, China, December 2014 (Paper/ Discussion) Australasian Finance and Banking Conference (AFBC), Sydney, Australia, December 2013 (Paper/Discussion) Financial Management Association (FMA) International Annual Meeting, Chicago, USA, October 2013 (Paper/Session chair/Discussion) Journal of Corporate Finance Special Issue Conference on Family Firm Governance, Renmin University of China, Beijing, China, June 2013 (Session chair)
Young Scholars Conference on Corporate Finance and Governance, Renmin University of China, Beijing, China, June 2013 (Session chair) American Finance Association (AFA) Annual Meeting, Chicago, USA, 2012 Oxford–Cambridge–Warwick Spring Doctoral Conference, Coventry, UK, 2011 (Paper) Oxford–Cambridge–Warwick Spring Doctoral Conference, Cambridge, UK, 2010 (Paper) Oxford Saïd Business School Winter Doctoral Conference, Oxford, UK, 2010 (Paper) American Finance Association (AFA) Annual Meeting, San Francisco, USA, 2009
Postgraduate Supervisees: 2016–2019 Yuxiang Shi Man Luo Leo Ze Zuo Juncheng Liu Ezra Cheng Zhao 2015–2018 Yexiang Xu, Orient Securities Wen Jin, DCL Investments Lucy Xi Liu, China Central Depository and Clearing Corporation Yang Yang, Industrial and Commercial Bank of China Jing Wang, Tencent Technology Zhengheng Lin, Huatai Securities Bryce Ji Liu, Shanghai Clearing House 2014–2017 Amy Gege Zhao, Guo-Tai-Jun-An Securities Douglas Junzhe Huang, Asset Management Division, Agricultural Bank of China Yuan Tian, ABS Division, Northeast Securities Yorkson Song Yu, HNA Finance Corporation Bird Peng Yuan, Country Garden Real Estate Investments Chaofan Liang, China Orient Asset Management Company 2015–2017 Sebastian Preissner, LLM Program at School of Transnational Laws, Peking University 2014–2016 Janghoon Shon, PhD in Finance, Hong Kong University of Science & Technology 2014–2015 Ya Kang, PhD in Finance, National University of Singapore 2012–2015 Zhonghua Lee, PhD in Economics, Renmin University of China, Now at JeJu Research Institute Honours, Scholarships, and Fellowships: 2019 Peking University HSBC Business School Publication Award 2018 Peking University HSBC Business School Publication Award 2017–2018 Bridge Trust Asset Management Research Funds (A Joint Project with Srinivasan Selvam on the Global Asset Allocation Strategy) 2017 Peking University HSBC Business School Publication Award (×2) 2016 Peking University HSBC Business School Publication Award 2010 Best Paper Award, Winter Doctoral Conference, Saïd Business School, University of Oxford 2010 Best Paper Award, Oxford–Cambridge–Warwick Business Schools Spring Doctoral Conference, Judge Business School, University of Cambridge 2008–2011 Saïd Business School Foundation Scholarship (Full Scholarship) 2008–2012 Ilun Science & Technology Foundation Scholarship 2007–2012 Saïd Business School Doctoral Teaching Fellowship 2007–2008 Man Group Plc. Scholarship (Tuition Scholarship) 2010 Saïd Business School SEIB Research Funds 2010 Accenture Research Funds
2007 Dean’s List 2007, Saïd Business School, University of Oxford 2006–present Member of an international honor society Beta Gamma Sigma 2006 Australian Government (HECS) Scholarship 2005 Econometrics Discipline Prize for the Best Student in Financial Econometrics, University of Sydney 1997 Passed the 41st National Higher Civil Service Exam (Specialization: Finance and Economics) with the Second Highest Score in Korea 1993–1998 Chungsoo Scholarship; Boryeong Scholarship; Korea University Scholarship Other Skills: Language English (fluent); Korean (native); Chinese and Japanese (basic) Computing MATLAB, STATA, SAS, E-views, R and LATEX Database COMPUSTAT, CRSP, TAQ, Datastream, I/B/E/S, Capital IQ, CSMAR, WIND, Dealscan etc. Statistics Competent with large panel data and time series data
Professional Membership: American Finance Association European Finance Association Financial Management Association Western Finance Association The CFA Institute Journal Referees Applied Economics Asia-Pacific Journal of Financial Studies Corporate Governance: An International Review Economics Letters Finance Research Letters Journal of Empirical Finance Pacific Basin Finance Journal 금융연구 (Journal of Money and Finance)

近期论文

发表论文:
1. H.J. Im*, J. Shon (2019), “The Effect of Technological Imitation on Corporate Innovation: Evidence from US Patent Data,” Research Policy (FT50; SSCI; ABDC A*; ABS 4*), Vol. 48 (2019), 103802.
2. H.J. Im* (2019), “Asymmetric Peer Effects in Capital Structure Dynamics,” Economics Letters (SSCI; ABDC A), Vol. 176 (March 2019), pp. 17–22.
- Australasian Finance and Banking Conference (AFBC), Sydney, Australia, 2015
3. H.J. Im, H. Park, G. Zhao (2017), “Uncertainty and the Value of Cash Holdings,” Economics Letters (SSCI; ABDC A), Vol. 155, pp. 43–48.
4. C.Y. Ha, H.J. Im*, Y. Kang (2017), “Sticky Dividends: A New Explanation,” Finance Research Letters (SSCI; ABDC B), Vol. 23, pp. 69–79.
5. H.J. Im, Y.J. Park, J. Shon (2015), “Product Market Competition and the Value of Innovation: Evidence from US Patent Data,” Economics Letters (SSCI; ABDC A), Vol. 137, pp. 78–82.
工作论文:
1. “How Does Uncertainty Influence Target Capital Structure?” (with Ya Kang and Janghoon Shon)
- Revise and Resubmit at Journal of Corporate Finance (SSCI; ABDC A*)
2. “Liquidity, Information Production, and Debt-Equity Choice” (with William Cheung, Thomas Noe and Bohui Zhang) Online Appendix
- Asiatic Research Institute/Korea University Brain Korea 21 Plus Economics Research Group Joint Conference on \
Professional Services: Member of Household Debt Expert Group, Financial Services Commission, Korea, May 2018– October 2018 Member of Fintech and Big Data Expert Group, Financial Services Commission, Korea, September 2018– October 2018 Editor of Credit Insights, NICE CB Research Institute, May 2018–October 2018 Member of Curriculum Committee at Peking University HSBC Business School, September 2014– Present Member of Research Committee at Peking University HSBC Business School, March 2017–Present Review Committee Member at Financial Management Association International Annual Meeting, Orlando, USA, October 2015 Review Committee Member at Financial Management Association Asian Meeting, Seoul, Korea, June 2015 Finance Seminar Organizer, Hanqing Advanced Institute of Economics and Finance, Renmin University of China, Semester 1, 2012–2013